The Stages of Change Model started off life in the late 1970’s as a model of how behavioural change takes place without the intervention of professional help. James Prochaska and Carlo DiClimente were interested in how change happens naturally so they studied a large selection of smokers who had quit, largely without outside help. They found that on average, smokers had 4 quit attempts before succeeding. Of course the old joke was that with professional help it took at least 6 attempts….
When they analysed their data they found that people passed through 5 specific stages on their way to success (see below). However this didn’t necessarily occur as a linear process. Often people yo-yoed back and forth or stagnated for a period of time. Sometimes they had success for a short spell then had a lapse or relapse which might see them spiral backwards several stages before starting all over again.
One of the key precepts of the model is that each stage demands different types of interventions. You can use your favourite intervention over and over again if you want but if it doesn’t fit the patient’s stage then not a lot may happen. Medical interventions are typical of this. As health professionals we often assume that patients are ready to take action and we prescribe our usual solutions, usually in the form of authoritative directives (stop smoking, drinking, eating too much, etc), then in the light of failure wonder why they didn’t “try” harder. Finding out the stage before we fit the appropriate intervention is paramount.
Another thing we tend to do is to go for too much too soon. We expect our patients to make big leaps and progress through the stages far quicker than they often do. A concept I subscribe to (which I got from NLP trainer John Overdurf) is to find the smallest next step the patient is capable of taking and nudge them towards that instead. Of course, once you match the intervention to the stage, using NLP technology can paradoxically help people make and sustain big gains very rapidly.
The Stages of Change Model has come in for some criticism from research that suggests it is too linear and rational in application and results may be no better than other methodologies. However much of this research is either underpowered or focuses only on one particular stage rather than the whole model. My experience is that when combined with NLP interventions which also incorporate unconscious processes and communication then exceptional results are possible.
One thing I do like about this model is that it is transtheoretical. It doesn’t promote any one particular change model or theory. It looks at the process of change and as such is a form of meta-model; you can use it as a lens through which to look at your favourite methodology and work out where to apply it best. Knowing the model can free you up to be more eclectic in your interventions.
Here are the 5 Stages as I use them:
This stage is often called pre-contemplation and it is a common stage in general practice presentations. Essentially your patient either doesn’t know they have a problem or they are somehow dissociated from that knowledge; they may be uninformed, avoidant, defensive, in denial, etc, etc.
There are 4 different types of precontemplators, which I go into in more depth in Persuasion in Practice. These are:
- Reluctant (fearful of change)
- Rebellious (“don’t tell me what to do”)
- Resigned (tried and failed before)
- Rationaliser (always have an answer)
If you try to get people in this stage to action you are mainly wasting your breath! You want to stir up just enough cognitive dissonance to get them into the next stage. To do that you must get them to become ambivalent, in 2 minds about things – and often the best way is to create a problem for them to move away from.
A key question here is: “What is the worst that might happen if you continue on like this?”
(Whilst this is a very common stage in medical practice, most people who elect to go to an NLPer for assistance are usually at the next stage or beyond – but not always)
This stage is usually called contemplation. Your patient knows that a problem exists and is sufficiently connected to it emotionally to create feelings of ambivalence. This is the “will I or won’t I” of change. Or sometimes expressed as “I want to change…and…I don’t want to change”.
Ambivalence is a good thing, as long as you don’t stew in your own juices for too long. Miller and Rollnick, in Motivational Interviewing, state that if you don’t feel this push/pull feeling and really pay attention to what it is telling you then any change you make is much less likely to hold over time. They suggest that it is very important to fully explore the pros and cons of changing and not changing before planning to engage in taking any action. (Behavioural Diaries and Decisional Balance Sheets can be a great help here).
In NLP we call this feeling incongruence and it’s often expressed as a parts conflict…”Part of me wants to X and part of me wants to Y”. NLP has numerous techniques to explore both the conscious and unconscious mechanisms that keep people stuck and negotiate a congruent settlement that allows change to happen. An important perspective is that of unearthing the positive intention behind any so-called “negative” behaviour.
When people seem to be much further on in the process of changing yet still don’t have the result they want the problem usually lies in some hidden ambivalence or obstacle to changing that hasn’t yet been taken into account. So one question to keep in mind is: “What’s the biggest obstacle to you really getting what you want?”
Ambivalence is a very important and normal part of any change process
- Preparing to make changes
Once patients have largely resolved their ambivalence to changing a new state begins to emerge. That is a sense of increasing commitment to make something happen. Like all states, the degree to which it can be felt can come and go, yet it needs to be fostered, developed and pointed in the right direction.
Planning ahead for what you want to have happen is very important. NLP has lots of tools for helping patients set useful outcomes, decide which personal resources they need to sustain the change and bring them to bear just when they are needed. (e.g. Results, Reasons, Right Actions). Plus the ability to elicit and amplify any state is a skill you can learn easily. (see Anchoring and Circle of Excellence in the free downloads section)
The emerging field of Positive Psychology points out that paying attention to Signature Strengths, the things that are true of you when you are functioning at your best, is a key determinant of success. Reminding patients of their past successes and achievements builds an inner resilience and fosters a return to an inner locus of control which builds confidence and self-efficacy.
This is the stage that many of us mistake our patients being at when they are usually at an earlier point in the process. In this case, pushing for premature change usually leads to failure. However, with the stages negotiated as above, and a plan of action in place, galvanising them to take action in their own behalf becomes paramount.
This is often an outwardly busy stage with much activity generated. However, equally important is the ability to maintain a good state and do something different if the going becomes tough. Developing pattern interrupts, where your patient can identify when they fall into a negative state and get out of it, is very important. So are some simple submodality processes to distance negative imagery and enhance positives – changing focus. Sometimes the ability to take a much needed timeout with a relaxation ritual is needed to reduce stress levels.
One action I often get patients to take is that of an external commitment. I may get them to write to someone in their life who is very important to them, telling them of the result they are committed to achieving. There are numerous other ways, such as tasking, that are equally useful. (A useful read here is Jay Haley’s Ordeal Therapy)
Behavioural change literature is full of the key problems of this stage – lapse and relapse. Staying on track is largely about consolidating the gains up until now and preventing stressful situations from derailing the process. There is a need to maintain commitment over time and have some tricks up your sleeve when dire emergencies crop up.
Changing a behaviour can lead to a sense of bereavement and loss, especially when the “problem” behaviours (alcohol, drugs, food, etc) previously led to good feelings. Identifying positive intentions can be useful even though a social transplant away from “well meaning friends” may be required.
In one sense though, a lapse or relapse is actually a sign of success. You can only have them if you have already made a successful change. Many NLPers fail to recognise that many problem behaviours are kept in place by myriads of contextual and specific conditioned responses which can, over a period of time and re-exposure, re-trigger unwanted behaviours. What is really important here however is that after relapses you get a chance to identify the specific triggers that caused them and devise particular strategies to deal with them as they will invariably recur.
You can, paradoxically, prevent a relapse from occurring by prescribing one! Mentally rehearsing a “blip” then getting back with the program can install a useful recovery strategy.
One characteristic that stands out from the Stages of Change Model is the increasing level of commitment to change that is generated as each stage progresses. You cannot persuade anyone to do anything on their behalf if they are not committed. More than anything else you need to pay special attention to eliciting, testing for, monitoring and strengthening this state as the sine qua non of effective change.
So in your next series of consultations, to begin to put these ideas into practice, I suggest you keep in mind the following question:
“What stage are they at and how can I nudge them one step forwards?”
Until next time…
Lewis